Regulatory Element

 

FINRA has received SEC approval for administering the Continuing Education (CE) Regulatory Element online. For more details read the Regulatory Notice 15-28.

 

For additional information on Continuing Education (CE) Online, please visit: www.finra.org/industry/ce-online

 

Firm Element

The Firm Element consists of annual, firm-developed and administered training programs designed to keep specified covered employees current regarding job- and product-related subjects.