Regulatory Element

As of January 4, 2016, the S101 Regulatory Element Program is available through the CE Online Program. For more details read the Information Notice 11/4/15.

 

FINRA has received SEC approval for administering the Continuing Education (CE) Regulatory Element online. For more details read the Regulatory Notice 15-28.

 

For additional information on Continuing Education (CE) Online, please visit: www.finra.org/industry/ce-online