FINRA has received SEC approval for administering the Continuing Education (CE) Regulatory Element online. For more details read the Regulatory Notice 15-28.
For additional information on Continuing Education (CE) Online, please visit: www.finra.org/industry/ce-online
The Firm Element consists of annual, firm-developed and administered training programs designed to keep specified covered employees current regarding job- and product-related subjects.
The Securities Industry/Regulatory Council on Continuing Education (the Council) has advisory and consultative responsibilities with regard to the development, implementation and ongoing operation of the Securities Industry Continuing Education Program.
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