Regulatory Element

As of July 1, 2016, Continuing Education will no longer be offered through Testing Centers. For more details read the Information Notice 5/16/16.

As of January 4, 2016, the S101 Regulatory Element Program is available through the CE Online Program. For more details read the Information Notice 11/4/15.

For additional information on Continuing Education (CE) Online, please visit: www.finra.org/industry/ce-online.

The Council

The Securities Industry/Regulatory Council on Continuing Education (the Council) has advisory and consultative responsibilities with regard to the development, implementation and ongoing operation of the Securities Industry Continuing Education Program.

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