Regulatory Element

As of July 1, 2016, Continuing Education will no longer be offered through Testing Centers. For more details read the Information Notice 5/16/16.

As of January 4, 2016, the S101 Regulatory Element Program is available through the CE Online Program. For more details read the Information Notice 11/4/15.

For additional information on Continuing Education (CE) Online, please visit:

Firm Element

The Firm Element consists of annual, firm-developed and administered training programs designed to keep specified covered employees current regarding job- and product-related subjects.

The Council

The Securities Industry/Regulatory Council on Continuing Education (the Council) has advisory and consultative responsibilities with regard to the development, implementation and ongoing operation of the Securities Industry Continuing Education Program.

register for email alerts

Register for information from regulators and securities industry groups on relevant topics.