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On November 7, 2005, Information Memo 05-85
announced that the Exchange qualification examination programs for
the General Securities Sales Supervisor (Series 9/10) and Registered
Options Principal (Series 4) were to be revised effective November
20, 2005.
On November 30, 2005 the
Securities and Exchange Commission approved revisions to the: (1)
Study Outline for the General Securities Sales Supervisor (Series
9/10) Examination Program and (2) Study Outline for the Registered
Options Principal (Series 4) Examination
Program.1 The program
changes and revised study outlines are effective as of November 30,
2005. The revised examination study outlines are available for
download via the Regulation page on the NYSE website at
http://www.nyse.com.
Questions
regarding this information memo may be addressed to: Tina
Freilicher, Director of Testing Standards at 212-656-2741, Chun Liu,
Senior Testing and Evaluation Specialist at 212-656-5761, or
Patricia Monterosso, Senior Testing and Evaluation Specialist at
212-656-4376. |
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Donald
van Weezel
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Vice
President
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Member
Firm Regulation
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