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Recent News for 2005

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1. NYSE Information Memo 05-106
   Amendments to the Interpretation of Rule 342 Relating to "Limited Purpose Offices"
   Date posted: 12/23/2005
2. NYSE Information Memo 05-105
   Revisions To The Series 4 And Series 9/10 Examination Programs
   Date posted: 12/22/2005
3. NYSE Information Memo 05-100
   Amendments To "Buy-In" Rules
   Date posted: 12/17/2005
4. NYSE Information Memo 05-101
   Amendments To NYSE Rule 342.30 - Annual Report; Chief Compliance Officer Designation; Chief Executive Officer Certification
   Date posted: 12/17/2005
5. NYSE Information Memo 05-99
   NYSE Rule 325(e) Requirement Subsequent to NYSE Merger with Archipelago Holdings, Inc. ("Merger")
   Date posted: 12/16/2005
6. NYSE Information Memo 05-98
   Hybrid Market Implementation - Phase I Pilot- Broker Agency Interest Files, Systemic Integration Of Priority, Parity & Yielding Requirements, Manual S-Quotes, Systemic Execution Of Elected Stop & CAP-DI Orders, Auto-Conversion & Execution Of CAP-DI Orders
   Date posted: 12/15/2005
7. MSRB Notice 2005-60
   Notice Of Filing Of Proposed Rule Change Relating To RTRS Procedures, Under Rule G-14 Reports Of Sales Or Purchases
   Date posted: 12/14/2005
8. NYSE Information Memo 05-96
   Rule 460.25 - Specialist Business Transactions With An ETF Sponsor
   Date posted: 12/13/2005
9. AMEX Notice – Reg 2005-52
   Reg 2005-52 Mandatory Continuing Education for All Registered Specialists
   Date posted: 12/12/2005
10. NYSE Information Memo 05-95
    Addition of Rule 103.12 to the List of Minor Rule Violations under Rule 476A
    Date posted: 12/12/2005
11. NYSE Information Memo 05-94
    Trading of Euro Currency Trust Shares and Rules 1300A and 1301A
    Date posted: 12/12/2005
12. NYSE Information Memo 05-93
    Amendment To Disclosure Requirements For Individual Respondents
    Date posted: 12/9/2005
13. NYSE Information Memo 05-93
    Amendment To Disclosure Requirements For Individual Respondents
    Date posted: 12/9/2005
14. MSRB Notice 2005-59
    MSRB Files Amendment With SEC Relating To Previously Filed Interpretive Notice On The Definition Of Solicitation Under Rules G-37 And G-38
    Date posted: 12/8/2005
15. AMEX Notice – REG 2005 – 50 Rulings
    Reg 2005-50 Rulings - Revisions to the Series 4 and 9/10 Qualification Examinations; Implementation Date: November 30, 2005
    Date posted: 12/2/2005
16. MSRB Notice 2005-58
    Reminder: New Requirements Relating To Performance Data In Advertisements Of 529 College Savings Plans And Other Municipal Fund Securities Become Effective On December 1, 2005
    Date posted: 12/2/2005
17. NYSE Information Memo 05-91
    Amendments To Rule 607 Concerning The Method Of Arbitrator Selection
    Date posted: 12/2/2005
18. NYSE Information Memo 05-89
    Moratorium On Registering New Competitive Traders And Registered Competitive Market Makers
    Date posted: 11/25/2005
19. NASD Notice to Members 05-79
    Amendments to Section 4 of Schedule A to the NASD By-Laws Governing Continuing Education Regulatory Element and Qualification Examination Fees; Implementation Date: January 1, 2006
    Date posted: 11/21/2005
20. NASD Notice to Members 05-78
    SEC Approves Amendments to the OATS Rules; Effective Date: May 8, 2006
    Date posted: 11/14/2005
21. Information Memo 05-87
    Approval Of New Rule 123G (Order Entry Practices)
    Date posted: 11/11/2005
22. Information Memo 05-86
    Amendment Of Rule 103 - Temporary Reallocation Of Securities Among Specialists
    Date posted: 11/11/2005
23. NYSE Information Memo 05-85
    Revisions To The Series 4 And Series 9/10 Examination Programs; Implementation Date November 30, 2005
    Date posted: 11/8/2005
24. NYSE Information Memo 05-84
    Options Disclosure Document
    Date posted: 11/4/2005
25. NYSE Information Memo 05-83 - Continuing Education Firm Element Advisory
    Continuing Education Firm Element Advisory
    Date posted: 11/2/2005

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