CE Council : Industry News : Business conduct http://www.cecouncil.com The latest Industry News from the Securities Industry Regulatory Council on Continuing Education en <![CDATA[FINRA Regulatory Notice 10-25]]> http://www.cecouncil.com/Documents/4aa705e8-e7cf-40b8-9c94-8683f4f56a2e.htm 5/26/2010 12:00:00 AM CE Council <![CDATA[Regulatory Notice 10-20 ]]> http://www.cecouncil.com/Documents/9574a28a-2e0b-4b78-ad4d-50386a018990.htm 4/15/2010 12:00:00 AM CE Council <![CDATA[Regulatory Notice 10-21 ]]> http://www.cecouncil.com/Documents/bfc7cc15-4bc7-41cc-8102-4b76b8a2d500.htm 4/15/2010 12:00:00 AM CE Council <![CDATA[MSRB Notice 2010-01 ]]> http://www.cecouncil.com/Documents/c932f950-c700-449d-ba4d-aa713384d7b6.pdf 1/26/2010 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 10-06]]> http://www.cecouncil.com/Documents/2749c47f-d524-4230-aefd-4a8d11d75a5f.pdf 1/25/2010 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 10-05]]> http://www.cecouncil.com/Documents/d6dbb3e8-c4b0-4211-84f9-369cd6edb6f7.pdf 1/21/2010 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-67]]> http://www.cecouncil.com/Documents/finra_09_67.pdf 11/27/2009 12:00:00 AM CE Council <![CDATA[SEC Release No. 34-61050]]> http://www.cecouncil.com/Documents/2af391a5-9c41-4c4a-a80b-1e2c49afc0b2.pdf 11/23/2009 12:00:00 AM CE Council <![CDATA[NASAA Headline - The Most Dangerous Piece of Mail You’ll Get All Year is For a Free Lunch]]> http://www.cecouncil.com/Documents/1cc3ffbf-62d1-4fe0-b434-44c9c9430b67.pdf 11/12/2009 12:00:00 AM CE Council <![CDATA[FINRA Information Notice 11/9/09]]> http://www.cecouncil.com/Documents/finra_info_110909.pdf 11/9/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-60]]> http://www.cecouncil.com/Documents/38adf10e-30a9-458a-833b-77636c0d98af.pdf 10/23/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-61]]> http://www.cecouncil.com/Documents/075c0c8f-bebd-4600-a614-46d568ce36f2.pdf 10/23/2009 12:00:00 AM CE Council <![CDATA[NASAA Outlines Best Practices For Investment Advisers]]> http://www.cecouncil.com/Documents/17aec07f-1a0a-448d-bf71-e45e57370b4d.pdf 9/29/2009 12:00:00 AM CE Council <![CDATA[MSRB Notice 2009-50]]> http://www.cecouncil.com/Documents/msrb_09_50.pdf 9/16/2009 12:00:00 AM CE Council <![CDATA[CBOE Regulatory Circular RG09-100]]> http://www.cecouncil.com/Documents/cboe_rg_09_100.pdf 9/10/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-49]]> http://www.cecouncil.com/Documents/finra_09_49.pdf 8/17/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-42]]> http://www.cecouncil.com/Documents/finra_09_42.pdf 7/31/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-41]]> http://www.cecouncil.com/Documents/finra_09_41.pdf 7/29/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-28]]> http://www.cecouncil.com/Documents/finra_09_28.pdf 7/16/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-31]]> http://www.cecouncil.com/Documents/finra_09_31.pdf 7/16/2009 12:00:00 AM CE Council