CE Council : Industry News : Communications with the public http://www.cecouncil.com The latest Industry News from the Securities Industry Regulatory Council on Continuing Education en <![CDATA[FINRA Regulatory Notice 13-15]]> http://www.cecouncil.com/Documents/724b0b81-37c5-4be5-bfa0-47b9194d428d.pdf 4/17/2013 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 13-14]]> http://www.cecouncil.com/Documents/77982c55-6b81-452f-a0f7-ae2befc95887.pdf 4/12/2013 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 13-13]]> http://www.cecouncil.com/Documents/4861d62c-f61f-4b67-988f-c1b9ea079ea9.pdf 4/10/2013 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 13-03]]> http://www.cecouncil.com/Documents/befa85d7-82d7-48b8-bff8-0aa8bc5003a0.pdf 1/10/2013 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-50]]> http://www.cecouncil.com/Documents/0bd7de21-28e6-4d08-9f0d-137ee6d4ae21.pdf 1/3/2013 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-58]]> http://www.cecouncil.com/Documents/f96462e1-e224-42dd-8b8a-e4ef35d8bfbe.pdf 1/3/2013 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-56]]> http://www.cecouncil.com/Documents/e28a15e9-ce37-421e-8b28-ddfcb36d6a15.pdf 1/3/2013 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-43 ]]> http://www.cecouncil.com/Documents/d85249f6-7139-4196-8a24-e6a9686879ce.pdf 10/19/2012 12:00:00 AM CE Council <![CDATA[FINRA Information Notice 10/19/2012]]> http://www.cecouncil.com/Documents/20965edc-cb5c-49d9-b568-57240cd5f8bf.pdf 10/19/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-39 - Trade Reporting and Compliance Engine]]> http://www.cecouncil.com/Documents/0a760821-9004-491d-bfc5-20ace778115f.pdf 9/27/2012 12:00:00 AM CE Council <![CDATA[FINRA Information Notice 8-17-12]]> http://www.cecouncil.com/Documents/8cf25683-7529-4329-a872-a4e10c7fd13b.pdf 8/22/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-29 - Communications With the Public]]> http://www.cecouncil.com/Documents/ca458528-329d-4d9b-a480-ff2a9a1ce1cb.pdf 6/15/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-27]]> http://www.cecouncil.com/Documents/1dc2d8d0-291e-4dcb-a8b7-46ef211d055a.pdf 6/11/2012 12:00:00 AM CE Council <![CDATA[MSRB NOTICE 2012-28 (MAY 31, 2012)]]> http://www.cecouncil.com/Documents/8c5ecdcf-10c5-463c-a695-26fcee4cd7fb.pdf 5/31/2012 12:00:00 AM CE Council <![CDATA[FINRA Reulatory Notice 12-25 - Suitability]]> http://www.cecouncil.com/Documents/0b59a1da-978b-4359-9501-ab7fa764a1bd.pdf 5/22/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-19 - Regulation M]]> http://www.cecouncil.com/Documents/fcf3c9c1-87f6-4b98-aa5c-e1c3bce93113.pdf 4/18/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-17 ]]> http://www.cecouncil.com/Documents/7216617e-c938-4e00-a101-7d88579f63ed.pdf 4/2/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-16]]> http://www.cecouncil.com/Documents/43aaf515-e381-4347-9f64-1b40179c4588.pdf 3/29/2012 12:00:00 AM CE Council <![CDATA[FINRA Information 03/08/12]]> http://www.cecouncil.com/Documents/9fa3034a-d8cc-4a8c-86b2-6a9c1dc0d9d0.pdf 3/20/2012 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 12-07]]> http://www.cecouncil.com/Documents/4e4bc5b6-2f64-4486-89cd-15e1bc5c7207.pdf 3/20/2012 12:00:00 AM CE Council