CE Council : Industry News : Customer accounts, trade and settlement practices http://www.cecouncil.com The latest Industry News from the Securities Industry Regulatory Council on Continuing Education en <![CDATA[FINRA Regulatory Notice 10-25]]> http://www.cecouncil.com/Documents/4aa705e8-e7cf-40b8-9c94-8683f4f56a2e.htm 5/26/2010 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 10-22]]> http://www.cecouncil.com/Documents/3a04043e-b349-479d-bb53-72d430cd5abc.htm 4/20/2010 12:00:00 AM CE Council <![CDATA[Regulatory Notice 10-20 ]]> http://www.cecouncil.com/Documents/9574a28a-2e0b-4b78-ad4d-50386a018990.htm 4/15/2010 12:00:00 AM CE Council <![CDATA[Regulatory Notice 10-21 ]]> http://www.cecouncil.com/Documents/bfc7cc15-4bc7-41cc-8102-4b76b8a2d500.htm 4/15/2010 12:00:00 AM CE Council <![CDATA[ CBOE RG10-046 ]]> http://www.cecouncil.com/Documents/1e164bda-87da-403e-9fad-cb31a9f929bc.pdf 4/7/2010 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 10-18]]> http://www.cecouncil.com/Documents/a90fdd74-e632-48fa-8fd8-61791b4a52ce.htm 4/6/2010 12:00:00 AM CE Council <![CDATA[CBOE Regulatory Circular 10-18]]> http://www.cecouncil.com/Documents/9f015af2-baeb-401f-ac27-b45d1e02ebe2.pdf 1/29/2010 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 10-05]]> http://www.cecouncil.com/Documents/d6dbb3e8-c4b0-4211-84f9-369cd6edb6f7.pdf 1/21/2010 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 10-04]]> http://www.cecouncil.com/Documents/ebf1138a-b99a-41d9-be23-fb8b86b1512a.pdf 1/15/2010 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-73]]> http://www.cecouncil.com/Documents/4e091687-1254-4396-a794-125f6c19c275.pdf 12/17/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-67]]> http://www.cecouncil.com/Documents/finra_09_67.pdf 11/27/2009 12:00:00 AM CE Council <![CDATA[SEC Release No. 34-61050]]> http://www.cecouncil.com/Documents/2af391a5-9c41-4c4a-a80b-1e2c49afc0b2.pdf 11/23/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-64]]> http://www.cecouncil.com/Documents/9ac1c55b-a37b-495e-8e26-a8c66184b075.pdf 11/13/2009 12:00:00 AM CE Council <![CDATA[FINRA Information Notice 11/9/09]]> http://www.cecouncil.com/Documents/finra_info_110909.pdf 11/9/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-60]]> http://www.cecouncil.com/Documents/38adf10e-30a9-458a-833b-77636c0d98af.pdf 10/23/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-61]]> http://www.cecouncil.com/Documents/075c0c8f-bebd-4600-a614-46d568ce36f2.pdf 10/23/2009 12:00:00 AM CE Council <![CDATA[NASAA Outlines Best Practices For Investment Advisers]]> http://www.cecouncil.com/Documents/17aec07f-1a0a-448d-bf71-e45e57370b4d.pdf 9/29/2009 12:00:00 AM CE Council <![CDATA[MSRB Notice 2009-50]]> http://www.cecouncil.com/Documents/msrb_09_50.pdf 9/16/2009 12:00:00 AM CE Council <![CDATA[CBOE Regulatory Circular RG09-100]]> http://www.cecouncil.com/Documents/cboe_rg_09_100.pdf 9/10/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-53]]> http://www.cecouncil.com/Documents/finra_09_53.pdf 8/31/2009 12:00:00 AM CE Council