CE Council : Industry News : Research Analysts http://www.cecouncil.com The latest Industry News from the Securities Industry Regulatory Council on Continuing Education en <![CDATA[FINRA Regulatory Notice 10-25]]> http://www.cecouncil.com/Documents/4aa705e8-e7cf-40b8-9c94-8683f4f56a2e.htm 5/26/2010 12:00:00 AM CE Council <![CDATA[Regulatory Notice 10-20 ]]> http://www.cecouncil.com/Documents/9574a28a-2e0b-4b78-ad4d-50386a018990.htm 4/15/2010 12:00:00 AM CE Council <![CDATA[Regulatory Notice 10-21 ]]> http://www.cecouncil.com/Documents/bfc7cc15-4bc7-41cc-8102-4b76b8a2d500.htm 4/15/2010 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 10-05]]> http://www.cecouncil.com/Documents/d6dbb3e8-c4b0-4211-84f9-369cd6edb6f7.pdf 1/21/2010 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-67]]> http://www.cecouncil.com/Documents/finra_09_67.pdf 11/27/2009 12:00:00 AM CE Council <![CDATA[SEC Release No. 34-61050]]> http://www.cecouncil.com/Documents/2af391a5-9c41-4c4a-a80b-1e2c49afc0b2.pdf 11/23/2009 12:00:00 AM CE Council <![CDATA[FINRA Information Notice 11/9/09]]> http://www.cecouncil.com/Documents/finra_info_110909.pdf 11/9/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-60]]> http://www.cecouncil.com/Documents/38adf10e-30a9-458a-833b-77636c0d98af.pdf 10/23/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-61]]> http://www.cecouncil.com/Documents/075c0c8f-bebd-4600-a614-46d568ce36f2.pdf 10/23/2009 12:00:00 AM CE Council <![CDATA[NASAA Outlines Best Practices For Investment Advisers]]> http://www.cecouncil.com/Documents/17aec07f-1a0a-448d-bf71-e45e57370b4d.pdf 9/29/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-41]]> http://www.cecouncil.com/Documents/finra_09_41.pdf 7/29/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-31]]> http://www.cecouncil.com/Documents/finra_09_31.pdf 7/16/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-32]]> http://www.cecouncil.com/Documents/finra_09_32.pdf 7/16/2009 12:00:00 AM CE Council <![CDATA[CBOE Regulatory Circular RG 09 – 060]]> http://www.cecouncil.com/Documents/cboe_rg_09_60.pdf 5/26/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-26]]> http://www.cecouncil.com/Documents/finra_09_26.pdf 5/19/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-23]]> http://www.cecouncil.com/Documents/71c161a2-ee08-490c-b38f-8501497227b7.pdf 5/15/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 09-11]]> http://www.cecouncil.com/Documents/finra_09_11.pdf 2/17/2009 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 08-74]]> http://www.cecouncil.com/Documents/d25b0b7a-a057-48ea-ac20-099bb6963c8e.pdf 12/8/2008 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 08-63]]> http://www.cecouncil.com/Documents/finra_08_63.pdf 10/31/2008 12:00:00 AM CE Council <![CDATA[FINRA Regulatory Notice 08-29]]> http://www.cecouncil.com/Documents/be4c1844-c47f-4149-b205-0b912792e6a1.pdf 6/2/2008 12:00:00 AM CE Council